Cory M Shapira
Investment adviser representative at Osaic Institutions, Inc.
19 yearsExperience
1 stateRegistered in
$6.5BFirm assets
19 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
19 years in the industry.
- Osaic Institutions, Inc.Jul 2024 to now
- Finemark National BankApr 2024 to now
- Osaic Investments, Inc.Apr 2024 to now
- Charles Schwab Investment Management, Inc.Mar 2022 to Jan 2024
- Charles Schwab Investment Advisory, Inc.Jul 2020 to Mar 2022
- Wasmer, Schroeder & CompanyNov 2017 to Jun 2020
- UnemployedJun 2017 to Oct 2017
- Westmount Asset ManagementSep 2007 to May 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2002
- Series 65 · Uniform Investment Adviser Law2018
State registrations
Registered as an investment adviser representative in 1 state (FL).
Osaic Institutions, Inc.
$6.5BAssets managed
16,312Clients
537Advisers
19 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4356867
- Firm CRD
- 35371