Johnathan C Shaw
Investment adviser representative at Wells Fargo Advisors
21 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$671.4BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
21 years in the industry.
- Wells Fargo Clearing Services, LLCApr 2024 to now
- Morgan StanleyApr 2021 to Apr 2024
- Pivott Transport, LLCMar 2018 to Apr 2021
- Wells Fargo Clearing Services, LLCNov 2016 to Mar 2021
- Wells Fargo Advisors LLCMay 2009 to Nov 2016
- Cohesive Management SolutionsSep 2005 to Mar 2018
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2001
- Series 65 · Uniform Investment Adviser Law2001
State registrations
Registered as an investment adviser representative in 1 state (NC).
Wells Fargo Advisors
Legal name: Wells Fargo Clearing Services, LLC
$671.4BAssets managed
1,324,168Clients
14,661Advisers
36 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4354860
- Firm CRD
- 19616