Katherine Nance Dietz
Investment adviser representative at LPL Financial LLC
19 yearsExperience
18 statesRegistered in
ChFC®Designation
$819.1BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
19 years in the industry.
- LPL Financial LLCJul 2021 to now
- Various Insurance Carriers for W&r Insurance AgenciesNov 2017 to Jul 2021
- Waddell & Reed, IncNov 2017 to Jul 2021
- Knd, LLCJan 2014 to Jul 2021
- Fbl Marketing Serv LLCOct 2012 to Nov 2017
- Mountain West Farm Bureau Insurance & Farm Bureau Fin SvcsOct 2012 to Nov 2017
- Montana NaifaJan 2007 to Nov 2017
Designations
- ChFC®
Exams passed
- Series 63 · Uniform Securities Agent State Law2002
State registrations
Registered as an investment adviser representative in 18 states (AR, CA, CO, FL, GA, IA, ID, LA, MN, MO, MT, ND, NM, SD, TX, UT, WA, WY).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4354160
- Firm CRD
- 6413