Wayne Tai Slappy
Investment adviser representative at Steelpeak Wealth, LLC
14 yearsExperience
2 statesRegistered in
$4.1BFirm assets
14 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
14 years in the industry.
- Steelpeak Wealth, LLCNov 2015 to now
- Steel Peak Wealth Management, LLCNov 2015 to now
- Greater Van Nuys RotaryJul 2013 to now
- Team Referral NetworkFeb 2013 to now
- Various Insurance Carriers for W&r Insurance AgenciesAug 2012 to now
Exams passed
- Series 63 · Uniform Securities Agent State Law2009
- Series 65 · Uniform Investment Adviser Law2012
State registrations
Registered as an investment adviser representative in 2 states (CA, NJ).
Steelpeak Wealth, LLC
$4.1BAssets managed
2,428Clients
41Advisers
14 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4353938
- Firm CRD
- 165168