Rainbow Brooks
Investment adviser representative at D.A. Davidson & Co.
15 yearsExperience
2 statesRegistered in
$41.8BFirm assets
32 yearsFirm in business
Are you Rainbow Brooks? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
15 years in the industry.
- D.A. Davidson & Co.Dec 2019 to now
- UnemployedOct 2019 to Dec 2019
- Newbridge Securities CorporationMar 2019 to Oct 2019
- Aurora Capital LLCNov 2018 to Feb 2019
- Holly Street Wealth AdvisorsJul 2016 to Oct 2019
- Strategy Asset Managers LLCJun 2010 to Oct 2019
- Mid Atlantic Capital CorporationMay 2004 to Dec 2016
Exams passed
- Series 65 · Uniform Investment Adviser Law2016
- Series 63 · Uniform Securities Agent State Law2020
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
D.A. Davidson & Co.
$41.8BAssets managed
70,118Clients
685Advisers
32 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4350194
- Firm CRD
- 199