Thomas E Hobin
Investment adviser representative at LPL Financial LLC
10 yearsExperience
2 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
10 years in the industry.
- LPL Financial LLCDec 2025 to now
- Affinity Federal Credit UnionDec 2025 to now
- Key Investment Services LLCApr 2022 to Dec 2025
- Citizens Securities Inc.Feb 2022 to Apr 2022
- Citizen Securities, Inc.Oct 2019 to Feb 2022
- Santander Bank, NAJun 2016 to Oct 2019
- Santander Securities, LLCJun 2016 to Oct 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2001
- Series 66 · Uniform Combined State Law2011
State registrations
Registered as an investment adviser representative in 2 states (CT, NY).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4346832
- Firm CRD
- 6413