Sean Anthony Phillips
Investment adviser representative at Raymond James & Associates, Inc.
13 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$501BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- Raymond James & Associates, Inc.Mar 2021 to now
- Emerald Coast Home Cleaning Service, LLC dba You've Got MaidsDec 2013 to now
- RBC Capital Markets, LLC.Nov 2018 to Mar 2021
- Wells Fargo Clearing Services, LLCNov 2016 to Nov 2018
- Wells Fargo Advisors, LLCJan 2015 to Nov 2016
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2001
State registrations
Registered as an investment adviser representative in 2 states (AL, CA).
Raymond James & Associates, Inc.
$501BAssets managed
531,617Clients
5,571Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4345939
- Firm CRD
- 705