Vincent Neal
Investment adviser representative at Commonwealth Financial Network
12 yearsExperience
1 stateRegistered in
$212.7BFirm assets
34 yearsFirm in business
Are you Vincent Neal? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Commonwealth Financial NetworkDec 2021 to now
- Sagepoint Financial, Inc.Aug 2020 to Dec 2021
- Independent Financial GroupSep 2019 to Aug 2020
- Summit Brokerage Services, Inc.Jun 2017 to Sep 2019
- Vsr Financial Services, Inc.Jun 2016 to Nov 2016
- Cetera Advisors LLCMay 2016 to Sep 2019
- Cetera Financial Specialists LLCMay 2016 to Sep 2019
- Cetera Investment Services LLCMay 2016 to Sep 2019
- Girard Securities, Inc.Oct 2015 to Nov 2017
- First Allied Advisory Services, Inc.Mar 2015 to Sep 2019
- First Allied SecuritiesMar 2014 to Sep 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2002
- Series 66 · Uniform Combined State Law2015
State registrations
Registered as an investment adviser representative in 1 state (CA).
Commonwealth Financial Network
Legal name: Commonwealth Equity Services, LLC
$212.7BAssets managed
360,488Clients
2,700Advisers
34 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4343914
- Firm CRD
- 8032