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Alan Conrad Luchay

Investment adviser representative at Spc
37 yearsExperience
1 stateRegistered in
$6.1BFirm assets
42 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat feeOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

37 years in the industry.

  1. SpcJan 2025 to now
  2. Parkland Securities, LLCAug 2014 to now
  3. Sigma Planning CorpFeb 2002 to now
  4. Self EmployedMar 1989 to now
  5. US Air Force ReservesNov 1990 to Jan 2025

Exams passed

  • Series 63 · Uniform Securities Agent State Law2001
  • Series 65 · Uniform Investment Adviser Law2001

State registrations

Registered as an investment adviser representative in 1 state (SC).

Spc

Legal name: Sigma Planning Corporation

$6.1BAssets managed
30,916Clients
474Advisers
42 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
4342584
Firm CRD
110692
Advisor's SEC record (opens in a new tab)
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