James Raymond Simone
Investment adviser representative at Beacon Pointe Advisors, LLC
10 yearsExperience
1 stateRegistered in
CFP® certification, CFADesignations
$54.9BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Beacon Pointe Advisors, LLCAug 2021 to now
- Beacon PointeAug 2021 to now
- Purshe Kaplan Sterling InvestmentsAug 2021 to now
- LPL Financial, LLCNov 2018 to Jul 2021
- Rainier Financial Group, Inc.Nov 2018 to Jul 2021
- Ameriprise Financial Services, Inc.Mar 2017 to Oct 2018
- UnemployedFeb 2016 to Mar 2017
Designations
- CFP® certification
- CFA
Exams passed
- Series 66 · Uniform Combined State Law2017
State registrations
Registered as an investment adviser representative in 1 state (WA).
Beacon Pointe Advisors, LLC
$54.9BAssets managed
29,929Clients
470Advisers
24 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4341761
- Firm CRD
- 119290