Krista Ann Dugan
Investment adviser representative at Cetera Investment Advisers LLC
15 yearsExperience
1 stateRegistered in
ChFC®Designation
$256.8BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
15 years in the industry.
- Cetera Investment Advisers LLCSep 2025 to now
- Cetera Wealth Services, LLCSep 2025 to now
- Michael S. Licitra, Cpa, PcAug 2022 to now
- Thornwood Group, LLCMar 2014 to now
- Avantax Advisory ServicesSep 2024 to Sep 2025
- Avantax Investment Services Inc.Sep 2024 to Sep 2025
- Ironpath FinancialNov 2018 to Aug 2022
- Freelance Book ResearcherNov 2011 to Sep 2017
Designations
- ChFC®
Exams passed
- Series 63 · Uniform Securities Agent State Law2001
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 1 state (NY).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4341102
- Firm CRD
- 105644