Rory Richard
Investment adviser representative at Sound Income Strategies, LLC
10 yearsExperience
1 stateRegistered in
$4.2BFirm assets
11 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
10 years in the industry.
- Sound Income Strategies, LLCApr 2023 to now
- Ricrow HoldingsMar 2018 to now
- Platinum FinancialMar 2016 to now
- Portfolio DynamixOct 2022 to Apr 2023
- Lifeworks Advisors, LLCApr 2021 to Oct 2022
- Retirement Wealth AdvisorsJun 2019 to Apr 2021
- Platinum MarketingMay 2017 to Dec 2022
Exams passed
- Series 65 · Uniform Investment Adviser Law2019
State registrations
Registered as an investment adviser representative in 1 state (LA).
Sound Income Strategies, LLC
$4.2BAssets managed
24,757Clients
121Advisers
11 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4339414
- Firm CRD
- 173272