Tracy Lee Newquist
Investment adviser representative at Dwr Wealth Management, LLC
20 yearsExperience
2 statesRegistered in
$221.2MFirm assets
5 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
20 years in the industry.
- Dwr Wealth Management, LLCMay 2021 to now
- Self EmployedSep 2020 to Apr 2021
- Buckingham Strategic Wealth, LLCJun 2020 to Aug 2020
- Securities America, Inc.Dec 2016 to Mar 2020
- Foothill Securities, Inc.Dec 2008 to Dec 2016
- Rnp Advisory Services, Inc.Jan 2006 to May 2020
- Rnp Estate and Insurance Services, Inc.Jan 2006 to May 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law2001
- Series 65 · Uniform Investment Adviser Law2005
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Dwr Wealth Management, LLC
$221.2MAssets managed
189Clients
3Advisers
5 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4338710
- Firm CRD
- 133743