Lisa Marie Zak
Investment adviser representative at Principal Securities, Inc.
3 yearsExperience
1 stateRegistered in
$17BFirm assets
28 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
3 years in the industry.
- Principal Securities, Inc.Oct 2014 to now
- Princor Financial Services CorporationJun 2014 to now
- Vetrano Financial ServicesJun 2014 to now
- Crest InsuranceJun 2015 to Mar 2017
- Principal Life Insuranc CompanyJun 2014 to Dec 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2001
- Series 65 · Uniform Investment Adviser Law2014
State registrations
Registered as an investment adviser representative in 1 state (AZ).
Principal Securities, Inc.
$17BAssets managed
51,941Clients
1,464Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4338532
- Firm CRD
- 1137