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David Michael Laufer

Investment adviser representative at Needham & Company, LLC
14 yearsExperience
1 stateRegistered in
$0Firm assets
22 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Fixed or flat feeCommissionsOther

Experience

14 years in the industry.

  1. Needham & Company, LLCSep 2019 to now
  2. Oppenheimer & Co. Inc.May 2012 to Sep 2019

Exams passed

  • Series 63 · Uniform Securities Agent State Law2002
  • Series 66 · Uniform Combined State Law2012

State registrations

Registered as an investment adviser representative in 1 state (NY).

Needham & Company, LLC

$0Assets managed
20Clients
4Advisers
22 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
4336854
Firm CRD
16360
Advisor's SEC record (opens in a new tab)
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