Joseph Peter Velez
Investment adviser representative at Ameriprise Financial Services, LLC
16 yearsExperience
2 statesRegistered in
$660.5BFirm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
16 years in the industry.
- Ameriprise Financial Services, LLCAug 2025 to now
- Osaic Wealth, Inc.Sep 2023 to Aug 2025
- Sagepoint FinancialAug 2021 to Sep 2023
- Cambridge Investment Research Advisors, Inc.May 2018 to Aug 2021
- Cambridge Investment Research, Inc.May 2018 to Aug 2021
- Sequioa Wealth Management, LLCMar 2015 to May 2018
- LPL Financial, LLCApr 2010 to May 2018
Exams passed
- Series 66 · Uniform Combined State Law2007
State registrations
Registered as an investment adviser representative in 2 states (IL, TX).
Ameriprise Financial Services, LLC
$660.5BAssets managed
1,386,329Clients
12,701Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4336390
- Firm CRD
- 6363