Alison B Simpson
Investment adviser representative at Nomura Capital Management LLC
21 yearsExperience
2 statesRegistered in
$651.3MFirm assets
3 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsPerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
21 years in the industry.
- Nomura Capital Management LLCJun 2026 to now
- Macquarie Investment Management Business TrustApr 2020 to now
- Delaware Distributors, L.P.Oct 2018 to now
- Macquarie Investment ManagementOct 2018 to now
- Blackrock Investments, Inc.Sep 2006 to Oct 2018
- Merrill Lynch Investment Managers, LLCSep 2006 to Oct 2018
- Fam Distributors, IncMay 2005 to Oct 2018
Exams passed
- Series 66 · Uniform Combined State Law2001
State registrations
Registered as an investment adviser representative in 2 states (NJ, PA).
Nomura Capital Management LLC
$651.3MAssets managed
2Clients
48Advisers
3 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4335424
- Firm CRD
- 324417