Stephen Ray Smith
Investment adviser representative at Raymond James Financial Services Advisors, Inc
24 yearsExperience
1 stateRegistered in
$390BFirm assets
17 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
24 years in the industry.
- Texas Country Financial ServicesJun 2020 to now
- Raymond James Financial Services Advisors, IncJan 2009 to now
- Raymond James Financial Services, IncDec 2002 to now
- The First National Bank of BallingerDec 2002 to now
- Texas Country FinancialAug 2010 to Jun 2020
- Sports OfficiatingDec 2003 to Dec 2019
Exams passed
- Series 66 · Uniform Combined State Law2001
State registrations
Registered as an investment adviser representative in 1 state (TX).
Raymond James Financial Services Advisors, Inc
$390BAssets managed
508,439Clients
6,726Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4335408
- Firm CRD
- 149018