James Franklin Liddington
Investment adviser representative at Vanguard Advisers, Inc.
11 yearsExperience
2 statesRegistered in
$344.6BFirm assets
31 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
11 years in the industry.
- Vanguard Advisers, Inc.Jan 2026 to now
- The Vanguard Group, Inc.Jan 2026 to now
- Vanguard Marketing CorporationJan 2026 to now
- UnemployedNov 2025 to Dec 2025
- Financial Resources Group Investment ServicesSep 2017 to Oct 2025
- Gladstone Wealth PartnersSep 2017 to Oct 2025
- LPL Financial, LLCSep 2017 to Oct 2025
- UnemployedJul 2017 to Aug 2017
- Northwestern Mutual Investment Services, LLCApr 2015 to Jul 2017
- Alessandro TroncoApr 2015 to Jun 2017
Exams passed
- Series 66 · Uniform Combined State Law2009
- Series 65 · Uniform Investment Adviser Law2015
State registrations
Registered as an investment adviser representative in 2 states (NC, TX).
Vanguard Advisers, Inc.
$344.6BAssets managed
791,528Clients
2,464Advisers
31 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4326825
- Firm CRD
- 106715