Anne Patricia Thornton
Investment adviser representative at Stephens
18 yearsExperience
2 statesRegistered in
$18BFirm assets
46 yearsFirm in business
Are you Anne Patricia Thornton? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsPerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
18 years in the industry.
- Stephens Inc.Jul 2017 to now
- Morgan Stanley Smith BarneyJun 2009 to Jul 2017
- Citigroup Global Markets IncMar 2008 to Jul 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2001
- Series 65 · Uniform Investment Adviser Law2003
State registrations
Registered as an investment adviser representative in 2 states (NC, TX).
Stephens
Legal name: Stephens Inc.
$18BAssets managed
21,991Clients
242Advisers
46 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4325965
- Firm CRD
- 3496