Richard J Dempsey
Investment adviser representative at Edward Jones
15 yearsExperience
2 statesRegistered in
ChFC®Designation
$1TFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
15 years in the industry.
- Edward JonesSep 2019 to now
- Nevermind LLCAug 2018 to Sep 2019
- USAA Investment Management CompanyJan 2018 to Jul 2018
- USAA Financial AdvisorsJul 2017 to Jul 2018
- USAA Financial Planning ServicesJul 2017 to Jul 2018
- Columbia Sussex dba Courtside SteakhouseApr 2011 to Jun 2017
Designations
- ChFC®
Exams passed
- Series 65 · Uniform Investment Adviser Law2007
- Series 63 · Uniform Securities Agent State Law2010
State registrations
Registered as an investment adviser representative in 2 states (FL, TX).
Edward Jones
Legal name: Edward D. Jones & Co., L.P.
$1TAssets managed
4,069,320Clients
24,099Advisers
62 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4270339
- Firm CRD
- 250