Carrie Lynn Busse
Investment adviser representative at Lombard Advisers Incorporated
10 yearsExperience
1 stateRegistered in
$669.8MFirm assets
7 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
Experience
10 years in the industry.
- Lombard Advisers IncorporatedNov 2021 to now
- Lombard Securities IncorporatedNov 2021 to now
- Cetera Advisor Networks LLCSep 2019 to Nov 2021
- Summit Financial Group IncSep 2016 to May 2021
- Summit Brokerage Services, Inc.Sep 2016 to Sep 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2001
- Series 66 · Uniform Combined State Law2015
State registrations
Registered as an investment adviser representative in 1 state (MO).
Lombard Advisers Incorporated
$669.8MAssets managed
985Clients
33Advisers
7 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4270168
- Firm CRD
- 108231