John Polemis
Investment adviser representative at Sphinx Investments LLC
20 yearsExperience
1 stateRegistered in
$46.1MFirm assets
2 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
20 years in the industry.
- Sphinx Investments LLCDec 2024 to now
- Guardian Life Insurance CompanyNov 2020 to now
- Stirlingshire InvestmentsMar 2024 to Dec 2024
- Park Avenue SecuritiesApr 2022 to Mar 2024
- Self EmployedNov 2019 to Nov 2020
- Principal Life Insurance CompanyApr 2019 to Oct 2019
- Principal Securities IncorporatedApr 2019 to Oct 2019
- Allegis Advisor GroupJan 2018 to Apr 2019
- Various Insurance Carriers for W&r Insurance AgenciesMar 2017 to Jan 2018
- Waddell & Reed IncMar 2017 to Dec 2017
- HumanaMay 2004 to Jan 2018
- KaiserMay 2004 to Jan 2018
- United HealthcareMay 2004 to Jan 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2000
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 1 state (CA).
Sphinx Investments LLC
$46.1MAssets managed
126Clients
2Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4270012
- Firm CRD
- 327836