Gregg Alan Shaffer
Investment adviser representative at Richmond Investment Services LLC
19 yearsExperience
1 stateRegistered in
$453.2MFirm assets
2 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
19 years in the industry.
- Richmond Investment Services LLCSep 2020 to now
- LPL Financial, LLCSep 2020 to now
- Morgan Stanley Private Bank, National AssociationJan 2015 to Sep 2020
- Morgan StanleyJun 2009 to Sep 2020
- Citigroup Global MarketsNov 2007 to Sep 2020
Exams passed
- Series 66 · Uniform Combined State Law2000
State registrations
Registered as an investment adviser representative in 1 state (WI).
Richmond Investment Services LLC
$453.2MAssets managed
890Clients
14Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4269835
- Firm CRD
- 327451