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Anthony Dean Ossola

Investment adviser representative at Prospera Financial Services, Inc.
17 yearsExperience
3 statesRegistered in
$14.4BFirm assets
20 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat feeCommissionsPerformance-basedOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting

Experience

17 years in the industry.

  1. Prospera Financial Services, Inc.Jan 2020 to now
  2. Wells Fargo Advisors Financial Network LLCMay 2009 to Jan 2020

Exams passed

  • Series 66 · Uniform Combined State Law2000

State registrations

Registered as an investment adviser representative in 3 states (CA, NV, TX).

Prospera Financial Services, Inc.

$14.4BAssets managed
18,584Clients
269Advisers
20 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
4269799
Firm CRD
10740
Advisor's SEC record (opens in a new tab)
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