Jay Frederick Haffley
Investment adviser representative at Prevail Innovative Wealth Advisors, LLC
10 yearsExperience
3 statesRegistered in
$931.8MFirm assets
4 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissionsPerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
10 years in the industry.
- Prevail Innovative Wealth Advisors, LLCNov 2024 to now
- UnemployedSep 2024 to Nov 2024
- LPL Financial LLCJul 2023 to Sep 2024
- BMO Bank NAAug 2014 to Sep 2024
Exams passed
- Series 65 · Uniform Investment Adviser Law2000
- Series 63 · Uniform Securities Agent State Law2000
State registrations
Registered as an investment adviser representative in 3 states (KS, MO, OK).
Prevail Innovative Wealth Advisors, LLC
$931.8MAssets managed
822Clients
30Advisers
4 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4265323
- Firm CRD
- 288641