Vincent Humphrey
Investment adviser representative at Hilltop Securities Asset Management, LLC
17 yearsExperience
2 statesRegistered in
$37.7BFirm assets
34 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Seminars and workshops
Experience
17 years in the industry.
- Hilltop Securities Asset Management, LLCAug 2026 to now
- Hilltop Securities Inc.Jun 2025 to now
- Trinity River FinancialOct 2023 to Apr 2025
- Vendor Resource Management Inc.Oct 2009 to Sep 2023
Exams passed
- Series 63 · Uniform Securities Agent State Law2026
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 2 states (FL, TX).
Hilltop Securities Asset Management, LLC
$37.7BAssets managed
60Clients
25Advisers
34 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4264150
- Firm CRD
- 110760