Louis Augustus Fennell
Investment adviser representative at New York Life Investment Management LLC
12 yearsExperience
2 statesRegistered in
$120.7BFirm assets
26 yearsFirm in business
Are you Louis Augustus Fennell? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
12 years in the industry.
- New York Life Investment Management LLCDec 2025 to now
- New York Life InvestmentsDec 2025 to now
- UnemployedApr 2025 to Dec 2025
- Victory Capital ManagmentAug 2017 to Apr 2025
- Blackrock Investments, LLCAug 2014 to Aug 2017
Exams passed
- Series 66 · Uniform Combined State Law2000
State registrations
Registered as an investment adviser representative in 2 states (NC, SC).
New York Life Investment Management LLC
$120.7BAssets managed
933Clients
89Advisers
26 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4259945
- Firm CRD
- 109591