Kimberly Lecompte Caldwell
Investment adviser representative at United Planners' Financial Services of America A Limited Partner
11 yearsExperience
2 statesRegistered in
$12.8BFirm assets
26 yearsFirm in business
Are you Kimberly Lecompte Caldwell? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
11 years in the industry.
- United Planners' Financial Services of America A Limited PartnerJan 2026 to now
- United Planners Financial Services of America LPJan 2026 to now
- Rental PropertyNov 2023 to now
- LPL Financial LLCFeb 2022 to Jan 2026
- UnemployedAug 2021 to Feb 2022
- Truist Investment ServicesMay 2021 to Aug 2021
- LPL FinancialFeb 2015 to May 2021
Exams passed
- Series 63 · Uniform Securities Agent State Law2001
- Series 66 · Uniform Combined State Law2015
State registrations
Registered as an investment adviser representative in 2 states (AZ, TX).
United Planners' Financial Services of America A Limited Partner
$12.8BAssets managed
30,369Clients
357Advisers
26 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4259046
- Firm CRD
- 20804