Kelly Sue Cavanaugh
Investment adviser representative at Cetera Investment Advisers LLC
10 yearsExperience
1 stateRegistered in
$256.8BFirm assets
42 yearsFirm in business
Are you Kelly Sue Cavanaugh? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Cetera Investment Advisers LLCMar 2025 to now
- Cetera Investment Services LLCMar 2025 to now
- UnemployedJul 2024 to Mar 2025
- Black & VeatchMay 2024 to Jul 2024
- UnemployedDec 2023 to May 2024
- Black & VeatchAug 2023 to Dec 2023
- UnemployedJun 2023 to Aug 2023
- CupertinoMay 2023 to Jun 2023
- Fidelity InvestmentsAug 2022 to Apr 2023
- Pruco Securities, LLC.Dec 2020 to Jul 2022
- Prudential Insurance Company of AmericaDec 2020 to Jul 2022
- Fifth Third BankMay 2019 to Nov 2020
- Fifth Third SecuritiesMay 2019 to Nov 2020
- First Midwest BankFeb 2017 to May 2019
- LPL Financial LLCFeb 2017 to May 2019
- Infinex Investments, Inc.Feb 2016 to Feb 2017
- Standard Bank and Trust Company (accquired By First Midwest BankFeb 2016 to Feb 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2003
- Series 66 · Uniform Combined State Law2017
State registrations
Registered as an investment adviser representative in 1 state (IN).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4257695
- Firm CRD
- 105644