Katherine Auman Matthews
Investment adviser representative at LPL Financial LLC
31 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
Are you Katherine Auman Matthews? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
31 years in the industry.
- LPL Financial LLCNov 2024 to now
- N/aJun 2024 to Nov 2024
- Hilltop Christian SchoolJan 2024 to May 2024
- N/aOct 2023 to Jan 2024
- Truist Advisory Services, Inc.Mar 2021 to Sep 2023
- Truist Investment Services, Inc.Feb 2021 to Sep 2023
- Bb&t Securities, LLCJan 2018 to Feb 2021
- Bb&t Investment Services, Inc.Mar 2006 to Feb 2021
- Bb&tOct 1995 to Feb 2021
Exams passed
- Series 63 · Uniform Securities Agent State Law2000
- Series 65 · Uniform Investment Adviser Law2005
State registrations
Registered as an investment adviser representative in 1 state (NC).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4255722
- Firm CRD
- 6413