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John Noto

Investment adviser representative at TD Private Client Wealth LLC
28 yearsExperience
11 statesRegistered in
$8.6BFirm assets
13 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assets

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

28 years in the industry.

  1. TD Bank N.A.Feb 2023 to now
  2. TD Private Client Wealth LLCJan 2022 to now
  3. TD Bank N.A.Jan 2022 to Jan 2023
  4. Pruco Securities LLCNov 2020 to Jan 2022
  5. The Prudential Insurance Company of AmericaNov 2020 to Jan 2022
  6. Noto Insurance Advisors LLCMar 2005 to Feb 2019
  7. Allstate Insurance CompanyNov 1998 to Oct 2020

Exams passed

  • Series 63 · Uniform Securities Agent State Law2000
  • Series 65 · Uniform Investment Adviser Law2021

State registrations

Registered as an investment adviser representative in 11 states (CA, CT, DE, FL, MI, NJ, NY, PA, VA, VT, WA).

TD Private Client Wealth LLC

$8.6BAssets managed
25,685Clients
530Advisers
13 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
4254977
Firm CRD
164484
Advisor's SEC record (opens in a new tab)
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