James Graves
Investment adviser representative at Charles Schwab & Co., Inc.
18 yearsExperience
1 stateRegistered in
$0Firm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
Experience
18 years in the industry.
- Charles Schwab & Co., Inc.Jul 2021 to now
- UnemployedMay 2020 to Jul 2021
- Primerica Financial ServicesNov 2019 to May 2020
- UnemployedJul 2019 to Nov 2019
- Robert Half StaffingApr 2019 to Jul 2019
- Sa Stone Investment Advisors IncMar 2019 to Mar 2019
- UnemployedMar 2018 to Apr 2019
- TD Ameritrade, Inc.Feb 2018 to Mar 2018
- Scottrade, Inc.Jun 2008 to Mar 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2001
- Series 66 · Uniform Combined State Law2017
State registrations
Registered as an investment adviser representative in 1 state (GA).
Charles Schwab & Co., Inc.
$0Assets managed
0Clients
6,777Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4245111
- Firm CRD
- 5393