Thomas Ryan Seneca
Investment adviser representative at T.M. Wealth Management
5 yearsExperience
3 statesRegistered in
$209.8MFirm assets
4 yearsFirm in business
Are you Thomas Ryan Seneca? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
5 years in the industry.
- Purshe Kaplan Sterling InvestmentsDec 2017 to now
- T.M. Wealth Management, LLCAug 2017 to now
- Cetera Advisor Networks LLCNov 2017 to Dec 2017
- Girard Securities,inc.Jan 2012 to Nov 2017
Exams passed
- Series 65 · Uniform Investment Adviser Law2011
- Series 63 · Uniform Securities Agent State Law2012
State registrations
Registered as an investment adviser representative in 3 states (TX, UT, VA).
T.M. Wealth Management
Legal name: T.M. Wealth Management, LLC
$209.8MAssets managed
99Clients
2Advisers
4 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4244270
- Firm CRD
- 287965