Ronald Stephen Thompson
Investment adviser representative at Corecap Advisors
15 yearsExperience
22 statesRegistered in
$4BFirm assets
15 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
15 years in the industry.
- Corecap Advisors, LLCAug 2022 to now
- True North AdvisorsAug 2022 to now
- Financial Strategies Group, LLCAug 2017 to Aug 2022
- Financial Strategies Group, Inc.Dec 2013 to Jul 2017
- Daly Merritt Financial Services, IncJul 2012 to Jun 2017
- New York Life Insurance CoJun 2011 to Jul 2017
- Nylife Securities LLCJun 2011 to Jul 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2011
- Series 65 · Uniform Investment Adviser Law2017
State registrations
Registered as an investment adviser representative in 22 states (AL, AR, AZ, CA, CO, FL, HI, IL, IN, KY, MI, MO, NC, NJ, NV, NY, OH, PA, SC, TX, WA, WI).
Corecap Advisors
Legal name: Corecap Advisors, LLC
$4BAssets managed
9,677Clients
117Advisers
15 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4243976
- Firm CRD
- 158819