Shannon Lee Otterbeck
Investment adviser representative at Cetera Investment Management LLC
18 yearsExperience
1 stateRegistered in
$0Firm assets
13 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Other
Experience
18 years in the industry.
- Cetera Advisors LLCAug 2015 to now
- Cetera Financial Specialists LLCAug 2015 to now
- Cetera Investment Services LLCAug 2015 to now
- Cetera Wealth Services, LLCAug 2015 to now
- Cetera Investment Management LLCJun 2015 to now
- Tower Square Investment Management LLCJun 2015 to now
- Avantax Investment Services IncMay 2025 to Sep 2025
- First Allied Securities Inc.Sep 2007 to Sep 2022
Exams passed
- Series 65 · Uniform Investment Adviser Law2003
- Series 63 · Uniform Securities Agent State Law2003
State registrations
Registered as an investment adviser representative in 1 state (CA).
Cetera Investment Management LLC
$0Assets managed
0Clients
11Advisers
13 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4243413
- Firm CRD
- 165436