Dora L Valles
Investment adviser representative at J.P. Morgan Securities LLC
26 yearsExperience
1 stateRegistered in
$429.7BFirm assets
61 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
26 years in the industry.
- J.P. Morgan Securities LLCJan 2024 to now
- JPMorgan Chase Bank, N.A.Jan 2024 to now
- Charles SchwabFeb 2022 to Dec 2023
- Charles Schwab & Co., Inc.Feb 2022 to Dec 2023
- 5 Stars Delivery ServiceJun 2013 to Dec 2023
- TD Ameritrade Investment Management, LLCApr 2010 to Sep 2023
- TD Ameritrade, Inc.May 2000 to Dec 2023
Exams passed
- Series 66 · Uniform Combined State Law2010
State registrations
Registered as an investment adviser representative in 1 state (CA).
J.P. Morgan Securities LLC
$429.7BAssets managed
1,246,646Clients
14,320Advisers
61 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4243359
- Firm CRD
- 79