Michael Andrew Graff
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
20 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
20 years in the industry.
- Bank of America, N.A.Dec 2025 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedOct 2025 to now
- AgiaSep 2024 to now
- Valic Financial Advisors, Inc.Aug 2024 to now
- Michael GraffJun 2015 to now
- Iams Wealth ManagementApr 2024 to Jun 2024
- Cairn AdvisorsMar 2024 to Jun 2024
- Morgan Stanley Private Bank, N.AFeb 2023 to Feb 2024
- Morgan StanleyNov 2022 to Feb 2024
- Graff Properties, L.L.CJun 2015 to Apr 2025
- E*trade Capital Management LLCMar 2009 to Feb 2024
- E*trade Securities LLCDec 2006 to Feb 2024
Exams passed
- Series 63 · Uniform Securities Agent State Law2000
- Series 66 · Uniform Combined State Law2009
State registrations
Registered as an investment adviser representative in 2 states (TX, UT).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4239369
- Firm CRD
- 7691