Benjamin Wolcott Upward
How is this counted?
Counted from the earlier of the person's first job or first state securities exam on their SEC record (currently the Series 63, 65 or 66). The SIE, futures exams and earlier firm registrations are not counted. The count runs to the end of their latest job, or this year if a job is still open. It includes every employer listed, even outside investment work, and any gaps between jobs. The SEC record lists jobs held in about the last 10 years, so jobs that ended before then are not counted. Years are counted by calendar year, so the figure can run up to a year high. This is not a measure of skill or quality.
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Services the firm offers
These describe the firm as a whole, not only this advisor.
Experience
11 years since the first job or state securities exam on the SEC record. Counts all jobs listed.
- Azimuth Capital ManagementMay 2023 to now
- Six ForksOct 2020 to Dec 2021
- Synchronicity Investments LtdMay 2019 to Dec 2020
- Synchronicity Venture Fund LPMay 2019 to Dec 2020
- Trestle Point, LLCNov 2018 to Oct 2020
- Gecko GovernanceJul 2018 to Dec 2022
- Globalchain Group, Inc.Jul 2018 to Dec 2020
- Globalchain Partners, LLCJun 2018 to Dec 2020
- ScapelogicFeb 2018 to Mar 2018
- Chainlogic Fund LPNov 2017 to Apr 2023
- Totle Inc.Nov 2017 to Oct 2021
- Synchronicity Futures, LLCJul 2015 to Jul 2023
Exams passed
- Series 65 · Uniform Investment Adviser Law2017
- Series 63 · Uniform Securities Agent State Law2018
State registrations
Registered as an investment adviser representative in 1 state (MI).
Azimuth Capital Management
Legal name: Azimuth Capital Investment Management LLC
Official records
Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- 4236684
- 319062