John Thomas Davis
How is this counted?
Counted from the earlier of the person's first job or first state securities exam on their SEC record (currently the Series 63, 65 or 66). The SIE, futures exams and earlier firm registrations are not counted. The count runs to the end of their latest job, or this year if a job is still open. It includes every employer listed, even outside investment work, and any gaps between jobs. The SEC record lists jobs held in about the last 10 years, so jobs that ended before then are not counted. Years are counted by calendar year, so the figure can run up to a year high. This is not a measure of skill or quality.
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Services the firm offers
These describe the firm as a whole, not only this advisor.
Experience
26 years since the first job or state securities exam on the SEC record. Counts all jobs listed.
- Threadline WealthJan 2019 to now
- Moss Adams Wealth Advisors LLCDec 2018 to now
- Cliftonlarsonallen Wealth Advisors, LLCSep 2017 to now
- Stone Point Financial and Insurance ServicesApr 2017 to Sep 2017
- Principal Life Insurance CompanyNov 2014 to Sep 2017
- Princor Financial Services CorporationNov 2014 to Aug 2017
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2000
- Series 65 · Uniform Investment Adviser Law2001
- Series 66 · Uniform Combined State Law2009
State registrations
Registered as an investment adviser representative in 1 state (CA).
Threadline Wealth
Legal name: Moss Adams Wealth Advisors LLC
Official records
Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- 4235662
- 108917