Thomas Francis Bennett
Investment adviser representative at RBC Securities, Inc.
12 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$1.5BFirm assets
Are you Thomas Francis Bennett? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
12 years in the industry.
- RBC Securities, IncJun 2025 to now
- City National Securities, Inc.May 2025 to now
- Horter Investment Management, LLCDec 2023 to May 2025
- UnemployedMay 2023 to Dec 2023
- Unionbanc Investment Services LLCMay 2014 to May 2023
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2000
- Series 63 · Uniform Securities Agent State Law2025
State registrations
Registered as an investment adviser representative in 1 state (CA).
RBC Securities, Inc.
$1.5BAssets managed
1,451Clients
123Advisers
16 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4201609
- Firm CRD
- 103705