Joseph John Topp
Investment adviser representative at Francis LLC
26 yearsExperience
1 stateRegistered in
$0Firm assets
22 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
HourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Pension consulting
- Seminars and workshops
Experience
26 years in the industry.
- Francis LLCJan 2025 to now
- Francis Investment Counsel LLCMar 2004 to now
- Salomon Smith BarneyMay 2000 to now
Exams passed
- Series 63 · Uniform Securities Agent State Law2000
- Series 65 · Uniform Investment Adviser Law2000
State registrations
Registered as an investment adviser representative in 1 state (WI).
Francis LLC
$0Assets managed
97Clients
17Advisers
22 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4200754
- Firm CRD
- 130687