Christopher Robert Ruggiero
Investment adviser representative at Raymond James Financial Services Advisors, Inc
23 yearsExperience
1 stateRegistered in
$390BFirm assets
17 yearsFirm in business
Are you Christopher Robert Ruggiero? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
23 years in the industry.
- Raymond James Financial Services Advisors, Inc.Jul 2024 to now
- Raymond James Financial Services, Inc.Jul 2024 to now
- First National Bank of Omaha FnboMay 2024 to now
- UnemployedJan 2024 to May 2024
- Charles Schwab & Co., Inc.Mar 2022 to Jan 2024
- Charles Schwab Premier Bank, SsbMar 2022 to Jan 2024
- UnemployedJul 2021 to Mar 2022
- Wachovia Bank, N.A.Jun 2002 to Jul 2017
- Wells Fargo Clearing Services, LLCMar 2001 to Jul 2021
Exams passed
- Series 63 · Uniform Securities Agent State Law2000
- Series 65 · Uniform Investment Adviser Law2000
State registrations
Registered as an investment adviser representative in 1 state (NE).
Raymond James Financial Services Advisors, Inc
$390BAssets managed
508,439Clients
6,726Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4197520
- Firm CRD
- 149018