Frank Legan
Investment adviser representative at Seia
16 yearsExperience
2 statesRegistered in
$22.5BFirm assets
27 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
16 years in the industry.
- Seia LLCJun 2024 to now
- Ses LLCJun 2024 to now
- Cadaret, Grant & Co., Inc.Apr 2021 to Jun 2024
- Cedar Brook Financial Partners, Llc/dba Cedar Brook GroupFeb 2018 to Jun 2024
- Securities America AdvisorsApr 2010 to Apr 2021
- Securities America Inc.Apr 2010 to Apr 2021
Exams passed
- Series 66 · Uniform Combined State Law2000
State registrations
Registered as an investment adviser representative in 2 states (OH, TX).
Seia
Legal name: Signature Estate & Investment Advisors LLC
$22.5BAssets managed
9,833Clients
130Advisers
27 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4197203
- Firm CRD
- 108163