Adam James Finch
Investment adviser representative at Cwm, LLC
24 yearsExperience
10 statesRegistered in
CFP® certificationDesignation
$50.6BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
24 years in the industry.
- Cwm, LLCAug 2021 to now
- Cetera Wealth Services, LLCAug 2021 to now
- Cwm, LLC dba Carson PartnersJan 2021 to now
- Rfc Holdings, LLCAug 2016 to now
- Rfc Financial PlannersMay 2006 to Mar 2025
- Sigma Financial CorporationJun 2002 to Aug 2021
- Sigma Planning CorpJun 2002 to Aug 2021
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2001
State registrations
Registered as an investment adviser representative in 10 states (AZ, FL, GA, KY, LA, MA, MI, NJ, OH, TX).
Cwm, LLC
$50.6BAssets managed
52,669Clients
658Advisers
15 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4195692
- Firm CRD
- 155344