Tae Bum Kim
Investment adviser representative at LPL Financial LLC
21 yearsExperience
2 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
21 years in the industry.
- LPL Financial LLCJan 2018 to now
- Cetera Advisor Networks LLCJun 2017 to Dec 2017
- Cetera Advisors LLCJun 2017 to Dec 2017
- Cetera Financial Specialists LLCJun 2017 to Dec 2017
- Cetera Investment Services LLCJun 2017 to Dec 2017
- First Allied Securities, Inc.Jun 2017 to Dec 2017
- Summit Brokerage Services, Inc.Jun 2017 to Dec 2017
- Girard Securities, Inc.Jun 2017 to Nov 2017
- UnemployedFeb 2017 to May 2017
- Fsc Securities CorporationMay 2005 to Jan 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2000
- Series 66 · Uniform Combined State Law2006
State registrations
Registered as an investment adviser representative in 2 states (GA, TX).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4194559
- Firm CRD
- 6413