Thomas Joseph Healey
Investment adviser representative at Charles Schwab & Co., Inc.
15 yearsExperience
1 stateRegistered in
$0Firm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
Experience
15 years in the industry.
- Charles Schwab & Co., Inc.Sep 2022 to now
- TD Ameritrade, IncFeb 2022 to Jun 2024
- UnemployedDec 2021 to Feb 2022
- Ae Wealth Management, LLCSep 2021 to Dec 2021
- Texas Financial and Retirement, LLCSep 2021 to Dec 2021
- Vasso & Assoc. A Branch of Ameriprise Financial Services, Inc.Mar 2009 to Sep 2021
Exams passed
- Series 63 · Uniform Securities Agent State Law2000
- Series 65 · Uniform Investment Adviser Law2009
State registrations
Registered as an investment adviser representative in 1 state (TX).
Charles Schwab & Co., Inc.
$0Assets managed
0Clients
6,777Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4189980
- Firm CRD
- 5393