Charles Smith
Investment adviser representative at Osaic Institutions, Inc.
13 yearsExperience
1 stateRegistered in
$6.5BFirm assets
19 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- First BancorpApr 2024 to now
- Osaic Institutions, Inc.Apr 2024 to now
- Fifth Third BankMar 2019 to Apr 2024
- Fifth Third SecuritiesMar 2019 to Apr 2024
- Suntrust Advisory Services, IncJun 2017 to Mar 2019
- Suntrust Investment Services, IncJun 2017 to Mar 2019
- Suntrust InvestmentsJun 2017 to Mar 2019
- Bb&t Securities LLCAug 2013 to May 2017
Exams passed
- Series 66 · Uniform Combined State Law2004
State registrations
Registered as an investment adviser representative in 1 state (NC).
Osaic Institutions, Inc.
$6.5BAssets managed
16,312Clients
537Advisers
19 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4188568
- Firm CRD
- 35371