Kelly Sue Penn
Investment adviser representative at New Wave Wealth Advisors
13 yearsExperience
1 stateRegistered in
$386.8MFirm assets
3 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
13 years in the industry.
- New Wave Wealth AdvisorsJan 2023 to now
- Purshe Kaplan Sterling InvestmentsDec 2021 to now
- City of FarmingtonNov 2013 to now
- Political OfficeNov 2013 to now
- Sowell Financial Services d/b/a New Wave Wealth AdvisorsMay 2020 to Dec 2022
- UnemployedMar 2020 to May 2020
- Hynes & AssociatesNov 2013 to Mar 2020
- Raymond James Financial Services Advisors Inc.Nov 2013 to Mar 2020
- Raymond James Financial Services, Inc.Nov 2013 to Mar 2020
Exams passed
- Series 66 · Uniform Combined State Law2001
State registrations
Registered as an investment adviser representative in 1 state (AR).
New Wave Wealth Advisors
Legal name: New Wave Wealth Advisors LLC
$386.8MAssets managed
516Clients
6Advisers
3 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4183432
- Firm CRD
- 323414