Timothy D Hicks
Investment adviser representative at Hicks Capital Management, LLC
15 yearsExperience
4 statesRegistered in
CFP® certificationDesignation
$344.7MFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
15 years in the industry.
- Hicks Capital Management, LLCSep 2011 to now
- Purshe Kaplan Sterling InvestmentsSep 2011 to now
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2000
- Series 65 · Uniform Investment Adviser Law2000
State registrations
Registered as an investment adviser representative in 4 states (FL, LA, OH, TX).
Hicks Capital Management, LLC
$344.7MAssets managed
252Clients
4Advisers
8 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4180057
- Firm CRD
- 158609